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IV. DISCUSSION OF THE GALAXY AND GLOBULAR CLUSTER DATA

The observed values of the H2O index for the galaxies and globular clusters are presented in Tables 3 and 4, respectively. Unless noted otherwise, the 1 terrors in the photometry are ± 0.02 mag. For the values of Av appropriate to the objects in these tables, no reddening corrections need be applied to the H2O indices. Unlike the K-correction for the CO index where the absorption feature is shifted out of the filter bandpass for z > 0, the center of the H2O band is shifted into the filter bandpass for z < 0.05. An analytic redshift correction based on stellar observations could not be determined, as in Paper I, because the data requires significant extrapolation past the wavelength of atmospheric cutoff. An attempt to derive the K-correction empirically as was done in Paper I for the CO index is hampered by the more limited sample of galaxies and the apparently small size of the correction. Since the indicated result was 0 leq KH2O < 1.3z, and only 5 galaxies in Table 3 have redshifts z > 0.01 (the largest being z = 0.022), we have chosen to apply no redshift correction to the data.

Table 3. H2O Indices in Early-Type Galaxies

Galaxy/Type Telescope Aperture Log A/ D(0) H2O Index
  (inches) Diameter    
    (arc sec)    
(1) (2) (3) (4) (5)

NGC 1600 200 15 -0.69 0.14
E4        
NGC 1700 200 15 -0.75 0.125
E3        
NGC 2300 200 15 -0.68 0.135
E3 60 48 -0.18 0.11
NGC 2549 200 15 -0.88 0.115
S01(7) 60 48 -0.38 0.115
NGC 2634 200 15 -0.50 0.145
El: 60 48 +0.01 0.105 ± 0.04
NGC 2655 200 15 -1.14 0.11
SAB(s) 0 60 48 -0.63 0.105
NGC 2672 200 15 -0.65 0.135
E2        
NGC 2768 200 15 -0.98 0.115
E6 60 48 -0.48 0.115
NGC 2974 200 15 -0.75 0.135
E4        
NGC 3115 200 15 -1.04 0.13
E7/S01(7) 84 37.5 -0.64 0.13
  60 48 -0.54 0.135
  36 106.4 -0.19 0.145
NGC 3193 200 15 -0.78 0.10
E2        
NGC 3377 200 15 -0.90 0.10
E6        
NGC 3379 200 15 -0.96 0.11
E0 60 48 -0.46 0.1.05
NGC 3384 200 15 -1.01 0.10
SB01(5)        
NGC 3607 200 15 -0.83 0.115
S03(3)        
NGC 3608 200 15 -0.70 0.10
E1        
NGC 3998 200 15 -0.83 0.12
S01(3)        
NGC 4278 200 7.5 -1.17 0.16
E1 200 15 -0.87 0.145
  200 16.5 -0.82 0.105
  60 48 -0.36 0.09
NGC 4283 100 30 -0.23 0.07
E0        
NGC 4365 200 15 -1.09 0.125
E3        
NGC 4374 200 7.5 -1.28 0.12
E1 pec 200 15 -0.98 0.09
  60 48 -0.48 0.115
NGC 4382 200 15 -1.20 0.11
S01(3)        
NGC 4406 200 7.5 -1.37 0.095
E2 200 15 -1.07 0.115
  60 48 -0.57 0.135
NGC 4459 200 15 -0.81 0.12
S03(3)        
NGC 4472 200 7.5 -1.56 0.15
E2 200 15 -1.26 0.125
  200 16.5 -1.22 0.105
  60 48 -0.75 0.10
NGC 4478 200 15 -0.65 0.125
E2        
NGC 4486 200 7.5 -1.48 0.145
E0 200 15 -1.18 0.125
  60 48 -0.68 0.105
NGC 4486A 200 7.5 -- 0.085
  200 15 -- 0.075
NGC 4486B 200 7.5 -0.40 0.12
EO 200 15 -0.10 0.065
NGC 4494 100 30 -0.58 0.13 ± 0.04
E1        
NGC 4649 200 15 -1.10 0.12
E2/S0        
NGC 4889 200 15 -0.71 0.125
E4        
NGC 5813 200 15 -0.86 0.095
E1 100 30 -0.56 0.095
NGC 5846 100 30 -0.60 0.155
E1 60 48 -0.40 0.11
NGC 5866 100 30 -0.66 0.135
S03(8)        
NGC 5982 200 7.5 -0.95 0.095
E3 200 15 -0.65 0.125
  100 30 -0.35 0.135
NGC 6702 100 30 -0.18 0.075
E2        

NOTE. - The values of log A / D(0) refer to the aperture size in units of the major diameter D(0) (de Vaucouleurs and de Vaucouleurs 1964). The morphological types were made available to us by Dr. A. Sandage (1977 private communication). One sigmam errors in the H2O indices are ± 0.02 mag unless noted otherwise.

Table 4. H2O Indices in Globular Clusters

Cluster Aperture Diameter (arcsec) [Fe/H]1 H2O Index

M3 105. -1.5 0.01
M13 105. -1.6 0.035
M15 105. -1.9 0.035
M69 66.4 > -0.4 0.07
M92 105. -2.2 0.025

1 For M3, M13, M15, and M92, [Fe/H] is from Hesser, Hartwick, and McClure (1976). For M69, [Fe/H] is an estimate based on the results of Hartwick and Sandage (1968).

In Figure l the data from Table 3 are plotted as a function of log A / D(0). No obvious dependence of the H2O index on radius is seen in this diagram. As was done for the CO data of Paper I, a least squares fit to the multiaperture data for each galaxy was made, and the resulting values for the individual slopes were averaged. The mean change in the H2O index per unit change in log A / D(0) is -0.04± 0.02 mag. Thus for our limited sample we find no significant dependence of the H2O index on radius.

Figure 1

Figure 1. The H2O indices from Table 3 are plotted as a function of log A / D(0).

We have also searched for a dependence of the H2O index on galaxian absolute magnitude. Table 5 presents a binning of the 15" aperture data into the same MV bins as in Paper I. It is apparent that no significant dependence of H2O index on MV exists for MV < - 19. Although the ordering by MV is also an ordering by increasing z, and no redshift correction has been applied, the largest allowable correction will not significantly affect this conclusion. This result differs from that of O'Connell (1976a), who found that a Ca II + TiO index, which also increases toward late spectral type for M giants, decreases with increasing galaxian luminosity for MV < - 19. Radial gradients in either index are not likely to affect this comparison since the aperture size used by O'Connell is close to ours. This difference remains if we restrict our sample to only those 10 galaxies observed in common with O'Connell. This and other absolute magnitude effects will be discussed further in Paper III (Persson, Frogel, and Aaronson 1977).

Table 5. Mean H2O Indices for Galaxies with Well-Determined Distances

MV1.0 Limits NO. <z> H2O Index *

MV < - 22.8 3 0.0170 0.13 (± 0.01)
-22.8 leq MV < - 21.8 9 0.0058 0.12 (± 0.02)
-21.8 leq MV < - 20.8 8 0.0037 0.115 (± 0.01)
-20.8 leq MV < - 19.8 8 0.0033 0.115 (± 0.02)

* Indices for an aperture diameter of 15" were averaged. The errors in parentheses are the dispersions.

Figure 2 displays the relationship between the H2O data of Tables 3 and 4 and the corrected CO and broad-band color data from Paper I for the same or similar aperture size. Also shown are the mean relationships from Table 2. The relative location of the galaxies on the H2O versus V-K, J-H, and H-K plots is determined by the fact that we are sampling the light of a composite stellar population. Thus, as was pointed out in Paper I, the V-K color is dominated by a hotter population of stars than is the H-K color. This accounts qualitatively for the relatively large displacement of the galaxy data from the mean relation for giants in the H2O versus V-K plot. Now the data of Paper I showed that the 2.2 µm radiation from these galaxies is dominated by giant stars. Since the measured strength of the H2O indices for these galaxies corresponds to that of an M5 III star, we conclude that late M giants must also make a significant contribution to the infrared light of early-type galaxies. O'Connell (1976a, b) came to a similar conclusion on the basis of his Ca II + TiO measurements.

Figure 2a
Figure 2b
Figure 2c
Figure 2d

Figure 2. The H2O indices from Tables 3 and 4 are plotted against the corrected CO indices and broad-band colors from Paper I. Mean relations shown for giant and dwarf stars are taken from Table 2 and from Paper I. The behavior of the mean relationships for dwarf stars is discussed by Persson et al. (1977), and the dependence of J-H on Teff for dwarfs is discussed by Mould and Hyland (1976). The dependences of the H2O index on colors for late-type stars (M5 and beyond) show large dispersion. Galaxy measurements from Table 3 are not plotted unless data at similar aperture sizes are available from Paper 1. In the H2O versus V-K plot, all such points lie within the ellipsoid labelled "galaxies."

In order to put this result on a more quantitative basis we compare: the predictions of the models of Tinsley and Gunn (1976, TG, model A) and O'Connell (1976b, OC, model C) with the data of Table 3. This comparison is presented in Table 6, where the mean observed values are from Table 7 of Paper I and from of the present paper. The percentage contributions to the light at 2 µm coming from three stellar "bins" were computed for the two models and the results are listed in the table. As was concluded in Paper I, the relative importance of late M giants in the OC model compared to the TG model leads to better agreement with the observations. For the H2O index this occurs because the index increases rapidly in the latest giants.

Table 6. Comparison Between Models and Observations

Index TG OC Observed

H2O 0.08 0.12 0.12
CO 0.14 0.16 0.16
V - K 2.97 3.29 3.33

% Contribution to the 2.2 µm light from:

M6 III bin 12% 37% -
KO III to M5 III bins 68% 42% -
All dwarfs and turnoff stars 20% 21% -

Note: TG: Tinsley and Gunn (1976), model A; OC: O'Connell (1976b), model C.

Tinsley and Gunn (1976) have suggested that the inclusion of carbon stars could improve the fit of their model. Because of the single sideband nature of the H2O and CO indices however, a strong temperature sensitive term is included, and the indices do not behave in carbon stars as they do in ordinary late-type giants (see Section III and Tables 1 and 2). Therefore, carbon stars alone cannot help, since the addition of any of these stars will drive the CO index, already too small in the TG model, to even lower values. Because of the large H2O and CO absorption in Mira stars, it would appear that some contribution from these to the light at 2 µm could be present. However, we find that no combination of Mira and carbon stars added to the TG model produces as good a fit to the infrared data as does the OC model. Furthermore, the allowable contribution of these stars to the TG model cannot be greater than 15% to the light at 2 µm without producing disagreement with the data.

Finally, as was the case for the data of Paper I, we find no sharp discontinuity between the globular clusters and the galaxies in Figure 2; the globular with the strongest H2O absorption is M69, the most metal-rich one observed. Detailed discussion of the colors and indices of globular clusters and of individual cluster stars will be presented elsewhere.


We thank our colleagues at Caltech and Harvard for their encouragement and for help in making the observations. We also thank an anonymous referee for valuable comments. This work was supported in part by NSF grant AST -74-18555A2 and NASA grant 05-002-207.

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