Joshua E. Barnes
Galaxies come in a bewildering variety of shapes and sites, but a
large majority - perhaps 80% - possess a disk of some kind. Galactic disks
are thin, basically circular distributions of stars, gas, and dust;
this material moves on nearly circular orbits about a common
center. Many disks exhibit beautiful spiral patterns as a result of
this rotation, and some have pronounced bars crossing their
centers. Other disks, however, are nearly featureless, and can only be
identified by a characteristic falloff of brightness with radius.
The evolution of disk galaxies is inextricably bound up with the
highly controversial problem of galaxy formation. This entry focuses
on the history of disks in galaxies such as the Milky Way, as a way of
distinguishing the present subject matter from larger issues. Progress
in this field has come by combining detailed studies of the motions,
compositions, and ages of stars in the solar neighborhood with
less-detailed knowledge of the overall structure of the Milky Way and
global observations of other galaxies. This approach, while
productive, is fraught with uncertainties. Presently one cannot offer
a definitive account of the evolution of disk galaxies.
The mere existence of a galactic disk has two basic implications.
First, the gas from which the disk formed must have settled into
circular orbits before the disk stars were born; once a star is formed
its future path is determined entirely by gravitational forces, and
gravity cannot circularize a random distribution of stellar orbits.
Second, since the disk formed, the gravitational field has not
undergone any sudden, dramatic changes, which would disrupt the
circular pattern of stellar orbits. We cannot, however, rule out the
possibility that the mass distribution, and hence the gravitational
field, has evolved slowly.
The more massive a star, the brighter it shines, the bluer its color,
and the shorter its lifetime. Thus it is relatively easy to tell the
age of a system in which all stars formed at the same time by
observing the colors of the brightest stars still on the main
sequence. Stellar associations and open clusters in the disk of the
Milky Way yield ages between 3 x 106 and 6 x 109
yr, and the oldest disk
stars are at least 1010 years old. These widely ranging ages imply
that star formation in the Milky Way started when the Universe was
less than half its present age and continues up to the present time.
Observations of other galaxies show that the Milky Way is hardly
unique in this respect. The broadband colors of a galaxy depend
largely on the rate of star formation averaged over the last ~
108 yr;
higher rates of star formation yield bluer colors. Late-type galaxies
(type Sc and Irr) indeed have rather blue colors, suggesting a
constant rate of star formation. In very early-type disk galaxies
(type SO), star formation has largely ceased, although it is hard to
tell how long ago this occurred. Finally, the intermediate colors of
galaxies like the Milky Way (type Sb) are consistent with a present
star formation rate ~ 3 times lower than the average rate over the
lifetime of the galaxy.
How long can galaxies continue to form stars at these rates? In all
but the most extreme cases, the gas is
Some of the gas invested in stars is returned to the galactic
reservoir as the stars age, having been enriched in metals (elements
heavier than H and He). Massive stars very rapidly become Type II
supernovae, spewing a wide range of elements back into the clouds from
which they form, whereas close, intermediate-mass binaries may evolve
into Type I supernovae, favoring production of iron-group
elements. Modeling galactic chemical evolution is in principle just a
matter of bookkeeping, but in practice uncertainties in the physics of
evolved stars make detailed predictions difficult. Some simple models,
however, can at least be ruled out.
Simplest is the closed-box model, in which gas neither enters nor
leaves the galaxy; as the metals must be built up over time, the
closed-box model predicts large numbers of metal-poor, low-mass disk
stars. In fact, only 2% of the low-mass stars in the solar
neighborhood have less than a quarter of the solar fraction of metals,
compared to the 44% predicted by the closed-box model. This is known
as the G-dwarf problem; the scarcity of metal-poor disk stars
indicates that a closed-box model is inappropriate for our galaxy.
One obvious solution to the G-dwarf problem is to supply metals from
the outside. In addition to the disk, the Milky Way has a spheroidal
component, which is older than the disk and massive enough to have
contaminated the protodisk with a significant quantity of metals. This
disk-spheroid model also explains why the metal fraction of a disk
typically increases towards the center, because that is where the bulk
of the mass in the spheroid component is found.
Paradoxically, another way to solve the G-dwarf problem is to slowly
but steadily build the disk from metal-poor gas. In this case the
metal fraction soon reaches roughly the present value, and then
remains constant. By the present epoch most stars will have formed
during the phase in which the metal fraction is constant, and
metal-poor stars will be rare.
Which solution is preferred? Data for F stars show the fraction in
metals increasing with time up until ~ 3 x 109 years ago, and then
leveling off. If real, this leveling off indicates that our disk has
only just reached the constant-metals phase, suggesting a compromise
between the disk-spheroid and accretion solutions. These two
hypotheses may be complementary sides of the same story; both
challenge the assumption that galactic disks are closed systems.
The Sun and nearby disk stars share a common orbital motion about the
galactic center, but in addition each has a small random velocity,
reflecting the fact that their orbits are not perfect circles. On the
average, older stars have larger random velocities; for stars less
than 109 Years old, rms velocities toward or away from the galactic
center are
The most likely explanation for the trend of random velocity with
age is that stars are born on nearly circular orbits, and are
subsequently deflected onto more random orbits by fluctuations in the
galactic gravitational field. This led Lyman Spitzer, Jr. and Martin
Schwarzschild to postulate the existence of giant molecular clouds,
long before such clouds were detected. Present calculations indicate
that clouds of mass 106 M
Many different kinds of spiral structure are seen in disk galaxies.
Most photogenic are the grand-design two-armed spiral galaxies such as
M51, but far more common are ragged or flocculent spirals made up of
many short arms. The diversity of spiral galaxies is paralleled by the
diversity of theories of spiral structure. Grand-design spirals are
often discussed in terms of the Lin-Shu theory (after Chia-Chiao Lin
and Frank H. Shu), which views the spirals as slowly turning wave
patterns maintaining their form for many rotation periods. However,
classic grand-design spirals like M51 often have close companions, and
it is possible that such spirals are actually excited by tidal
interactions. Flocculent spirals, on the other hand, are generally
thought to evolve over time, with individual spiral arms constantly
forming and dissolving.
Computer models of rotating disks can produce spiral patterns
similar to those seen in real galaxies. In these models, thousands of
particles represent the disk; each particle moves in the net
gravitational field produced by all the others. If the particles start
out in nearly circular orbits with small random velocities, striking
multiarmed spiral patterns soon develop. These spirals result from the
gravitational amplification of small fluctuations in a disk that
rotates differentially (i.e., not like a solid body). As a result of
these ever-changing spiral patterns, particles acquire increasingly
large random velocities. After a few rotation periods the random
velocities become large enough to shut off the gravitational
amplifier, and the spiral-making activity dies away.
Transient spiral structure can in principle provide the fluctuating
gravitational field needed to generate the random motions of old disk
stars, and a theoretical analysis even predicts
Complementing the mechanisms which build up galactic disks are those
which destroy them. According to the accretion hypothesis, spiral
galaxies are susceptible to starvation: If the inflow of raw material
for new stars is cut off, the spiral soon fades, leaving a smooth disk
resembling an SO galaxy. Indeed, SO galaxies are generally found in
high-density regions where starvation is likely. A disk galaxy that
has the misfortune to fall into a rich cluster may be swept clean of
interstellar material by the ram pressure of the hot, low-density gas
pervading such clusters. Alternatively, the overpressure of the
cluster gas may compress molecular clouds within the galaxy, provoking
a burst of rapid star formation. This process may account for some
unusually blue galaxies observed in high-redshift clusters.
Finally, instead of accreting gas, a disk galaxy may ingest a
companion. Computer simulations show that interactions between
galaxies often result in mergers, the outcome depending on the mass
ratio of the colliding systems. Large disk galaxies can swallow small
companions, of less than ~ 10% their mass, with only minor damage:
Random motions of disk stars increase, and the disks become thicker. A
number of galaxies, including the Milky Way, are reported to have
thick disks which may have been produced in this way. Mergers between
disk galaxies of comparable mass have a very different outcome. So
violent is the interaction that neither disk survives; such mergers
may in fact produce elliptical galaxies.
Disk galaxies are thus rather fragile and delicate objects. The
evidence, while fragmentary and largely circumstantial, suggests that
these galaxies grow best in quiet, undisturbed locations where their
disks can develop slowly without outside perturbations. When such
galaxies become involved with others, they run the risk of violent
transformation. But from the wreckage of such cosmic accidents a new
disk galaxy may arise, given only time and a sufficient supply of raw
materials.
GALAXIES, DISK, EVOLUTION
AGES, COLORS, AND STAR FORMATION
15% of the total mass in
stars. This suggests that late-type galaxies are literally about to
run out of gas, ending their phase of star formation. It seems
unlikely, however, that we find ourselves at such a unique moment in
cosmic evolution. Alternatively, galaxies may accrete gas from their
surroundings, their present gas content representing a rough balance
between income and expenditure. This accretion hypothesis solves
several problems in galactic evolution, but at present there is little
direct evidence that galaxies such as the Milky Way are accreting
significant amounts of gas.
CHEMICAL EVOLUTION
RANDOM VELOCITIES
R
10 km s-1, while
for the oldest disk start, we find
R
40-60 km s-1.
can produce random velocities
of up to ~ 30 km s-1, but not the higher velocities seen in
the oldest disk stars.
In addition, the Spitzer-Schwarzschild mechanism predicts that random
velocities grow rather slowly, roughly as
t0.25, and the observations
are better fit by
t0.5. Another
source of fluctuations is needed;
transient spiral structure, to be discussed next, may fill the bill.
SPIRAL STRUCTURE
t0.5. However, the
spiral activity seen in the simplest computer models lasts only a few
rotation periods, whereas in real galaxies it persists more than 10
times as long. Computer experiments show that spiral structure can be
maintained by adding stars to the disk on nearly circular orbits,
consistent with the above discussion of random velocities. Moreover,
the kind of spiral pattern produced depends on the rate at which stars
are injected; high rates produce open, well-defined patterns typical
of late-type spirals, and slower injection results in weaker, tightly
wound spirals like those seen in early-type disk galaxies. These
results support the view that accretion provides a disk galaxy with
the shot in the arm needed to promote vigorous development of spiral
structure, the type of the resulting spiral depending largely on the
rate of accretion.
DEATH AND REBIRTH OF DISK GALAXIES
Binney, J. and Tremaine, S. (1987). Galactic Dynamics. Princeton
University Press, Princeton, Sects. 6.3, 6.4, 7.5, 9.1, and 9.2.
Gilmore, G., Wyse, R.F.G., and Kuijken, K. (1989). Kinematics,
chemistry, and structure of the Galaxy. Ann. Rev. Astron.
Ap. 27 555.
Gunn, J.E. (1982). The evolution of galaxies. In Astrophysical
Cosmology, H.A. Bruck, G.V. Coyne, and M.S. Longair, eds.
Pontificia Academia Scientiarum, Citta del Vaticano, p. 233.
Tinsley, B.M. (1980). Evolution of the stars and gas in galaxies.
Fundam. Cosmic Phys. 5 287.
See also Galactic Structure, Stellar Kinematics; Galaxies, Binary and
Multiple, Interactions; Galaxies, Chemical Evolution; Galaxies,
Formation; Galaxies, Molecular Gas in; Galaxies, Properties, in Relation
to Environment; Galaxies, Spiral Structure; Galaxies, Starburst.