4.1.1. Fragmentation into Stars
As mentioned in the preface, the fragmentation of the first gaseous objects is a well-posed physics problem with well specified initial conditions, for a given power-spectrum of primordial density fluctuations. This problem is ideally suited for three-dimensional computer simulations, since it cannot be reliably addressed in idealized 1D or 2D geometries.
Recently, two groups have attempted detailed 3D simulations of the
formation process of the first stars in a halo of
~ 106 M
by following the dynamics of both the dark matter and the gas
components, including H2 chemistry and cooling (Deuterium is not
expected to play a significant role;
Bromm 2000).
Bromm et al. (1999)
have used a Smooth Particle Hydrodynamics (SPH) code to simulate the
collapse of a top-hat overdensity with a prescribed solid-body
rotation (corresponding to a spin parameter
= 5%) and
additional small perturbations with
P(k)
k-3 added to the top-hat profile.
Abel et al. (2000)
isolated a high-density filament
out of a larger simulated cosmological volume and followed the
evolution of its density maximum with exceedingly high resolution
using an Adaptive Mesh Refinement (AMR) algorithm.
The generic results of Bromm et al.
(1999; see also
Bromm 2000)
are illustrated in Figure 13. The collapsing
region forms a disk
which fragments into many clumps. The clumps have a typical mass ~
102-103
M. This mass
scale corresponds to the Jeans mass
for a temperature of ~ 500K and the density
~ 104 cm-3 where the gas lingers because
its cooling time is longer than its collapse time at that point (see
Figure 14). This
characteristic density is determined by the fact that hydrogen
molecules reach local thermodynamic equilibrium at this density. At
lower densities, each collision leads to an excited state and to
radiative cooling, so the overall cooling rate is proportional to the
collision rate, and the cooling time is inversely proportional to the
gas density. Above the density of ~ 104
cm-3, however,
the relative occupancy of each excited state is fixed at the thermal
equilibrium value (for a given temperature), and the cooling time is
nearly independent of density (e.g.,
Lepp & Shull 1983).
Each clump
accretes mass slowly until it exceeds the Jeans mass and collapses at
a roughly constant temperature (i.e., isothermally) due to H2
cooling. The clump formation efficiency is high in this simulation due
to the synchronized collapse of the overall top-hat perturbation.
![]() |
Figure 13. Numerical results from
Bromm et al. (1999),
showing gas
properties at z = 31.2 for a collapsing slightly inhomogeneous top-hat
region with a prescribed solid-body rotation. Each point in the figure
is a gas particle in the simulation. (a) Free electron fraction
(by number) vs. hydrogen number density (in cm-3). At densities
exceeding n ~ 103 cm-3, recombination is
very efficient,
and the gas becomes almost completely neutral. (b) Molecular
hydrogen fraction vs. number density. After a quick initial rise, the
H2 fraction approaches the asymptotic value of
f ~ 10-3,
due to the H- channel. (c) Gas temperature vs. number
density. At densities below ~ 1 cm-3, the gas temperature
rises because of adiabatic compression until it reaches the virial
value of Tvir |
![]() |
Figure 14.
Gas and clump morphology at z = 28.9 in the simulation of
Bromm et al. (1999).
Top row: The remaining gas in the diffuse
phase. Bottom row: Distribution of clumps. The numbers next to
the dots denote clump mass in units of
M |
Bromm (2000,
Chapter 7)
has simulated the collapse of
one of the above-mentioned clumps with
~ 1000 M and
demonstrated that it does not tend to fragment into sub-components.
Rather, the clump core of
~ 100 M
free-falls towards the
center leaving an extended envelope behind with a roughly isothermal
density profile. At very high gas densities, three-body reactions
become important in the chemistry of H2.
Omukai & Nishi (1999)
have included these reactions as well as radiative transfer and
followed the collapse in spherical symmetry up to stellar densities.
Radiation pressure from nuclear burning at the center is unlikely to
reverse the infall as the stellar mass builds up. These calculations
indicate that each clump may end up as a single massive star; however,
it is possible that angular momentum or nuclear burning may eventually
halt the monolithic collapse and lead to further fragmentation.
The Jeans mass (Section 3.1), which is
defined based on small
fluctuations in a background of uniform density, does not
strictly apply in the context of collapsing gas cores. We can instead
use a slightly modified critical mass known as the Bonnor-Ebert mass
(Bonnor 1956;
Ebert 1955).
For baryons in a background of uniform
density b,
perturbations are unstable to gravitational collapse
in a region more massive than the Jeans mass
![]() | (52) |
Instead of a uniform background, we consider a
spherical, non-singular, isothermal, self-gravitating gas in
hydrostatic equilibrium, i.e., a centrally-concentrated object which
more closely resembles the gas cores found in the above-mentioned
simulations. We consider a finite sphere in equilibrium with an
external pressure. In this case, small fluctuations are unstable and
lead to collapse if the sphere is more massive than the Bonnor-Ebert
mass MBE, given by the same expression as equation
(52) but with a different coefficient (1.2 instead of 2.9) and
with b
denoting in this case the gas (volume) density at the surface of the sphere.
In their simulation,
Abel et al. (2000)
adopted the actual
cosmological density perturbations as initial conditions. The
simulation focused on the density peak of a filament within the IGM,
and evolved it to very high densities (Figure 15).
Following the initial collapse of the filament, a clump core formed with
~ 200 M,
amounting to only ~ 1% of the virialized gas mass.
Subsequently due to slow cooling, the clump collapsed subsonically in
a state close to hydrostatic equilibrium (see
Figure 16).
Unlike the idealized top-hat simulation of
Bromm et al. (2000),
the collapse of the different clumps within the filament is not
synchronized. Once the first star forms at the center of the first
collapsing clump, it is likely to affect the formation of other stars
in its vicinity.
![]() |
Figure 15. Zooming in on the core of a star forming region with the Adaptive Mesh Refinement simulation of Abel et al. (2000). The panels show different length scales, decreasing clockwise by an order of magnitude between adjacent panels. Note the large dynamic range of scales which are being resolved, from 6 kpc (top left panel) down to 10,000 AU (bottom left panel). |
![]() |
Figure 16. Gas profiles from the simulation of
Abel et al. (2000).
The cell size on the finest grid corresponds to 0.024 pc, while the
simulation box size corresponds to 6.4 kpc. Shown are
spherically-averaged mass-weighted profiles around the baryon density
peak shortly before a well defined fragment forms (z = 19.1). Panel
(a) shows the baryonic number density (solid line), enclosed gas mass
in solar mass (thin solid line with circles), and the local
Bonnor-Ebert mass MBE (dashed line; see text).
Panel (b) plots the molecular hydrogen fraction (by number)
fH2 (solid line) and the free electron
fraction x (dashed line). The H2 cooling time,
tH2, the time it takes a
sound wave to travel to the center, tcross, and the
free-fall time tff =
[3 |
If the clumps in the above simulations end up forming individual very massive stars, then these stars will likely radiate copious amounts of ionizing radiation (Carr, Bond, & Arnett 1984; Tumlinson & Shull 2000; Bromm et al. 2000) and expel strong winds. Hence, the stars will have a large effect on their interstellar environment, and feedback is likely to control the overall star formation efficiency. This efficiency is likely to be small in galactic potential wells which have a virial temperature lower than the temperature of photoionized gas, ~ 104K. In such potential wells, the gas may go through only a single generation of star formation, leading to a ``suicidal'' population of massive stars.
The final state in the evolution of these stars is uncertain; but if
their mass loss is not too extensive, then they are likely to end up
as black holes
(Bond, Carr, &
Arnett 1984;
Fryer, Woosley, &
Heger 2000).
The remnants may provide the seeds of quasar black holes
(Larson 1999).
Some of the massive stars may end their lives by
producing -ray
bursts. If so then the broad-band afterglows of
these bursts could provide a powerful tool for probing the epoch of
reionization
(Lamb & Reichart
2000;
Ciardi & Loeb 2000).
There is no better way to end the dark ages than with
-ray burst fireworks.
Where are the first stars or their remnants located today? The
very first stars formed in rare
high- peaks and hence are
likely to populate the cores of present-day galaxies
(White & Springel
1999).
However, the star clusters which formed in
low-
peaks at later times
are expected to behave similarly to
the collisionless dark matter particles and populate galaxy halos
(Loeb 1998).
4.1.2. Emission Spectrum of Metal-Free Stars
The evolution of metal-free (Population III) stars is qualitatively
different from that of enriched (Population I and II) stars. In the
absence of the catalysts necessary for the operation of the CNO cycle,
nuclear burning does not proceed in the standard way. At first,
hydrogen burning can only occur via the inefficient PP chain. To
provide the necessary luminosity, the star has to reach very high
central temperatures (Tc
108.1 K). These temperatures
are high enough for the spontaneous turn-on of helium burning via the
triple-
process. After a
brief initial period of
triple-
burning, a trace
amount of heavy elements
forms. Subsequently, the star follows the CNO cycle. In constructing
main-sequence models, it is customary to assume that a trace mass
fraction of metals (Z ~ 10-9) is already present in the star
(El Eid et al. 1983;
Castellani et al. 1983).
Figures 17 and 18 show
the luminosity L vs. effective temperature T for zero-age
main sequence stars in the mass ranges of 2-90
M
(Figure 17) and 100-1000
M
(Figure 18). Note that above
~ 100 M
the
effective temperature is roughly constant,
Teff ~ 105K,
implying that the spectrum is independent of the mass distribution of
the stars in this regime
(Bromm et al. 2000).
As is evident from these Figures (see also
Tumlinson & Shull
2000),
both the effective
temperature and the ionizing power of metal-free (Pop III) stars are
substantially larger than those of metal-rich (Pop I) stars.
Metal-free stars with masses
20
M
emit
between 1047
and 1048 H1 and He1 ionizing photons per second
per solar mass of stars, where the lower value applies to stars of
~ 20 M
and
the upper value applies to stars of
100
M
(see
Tumlinson & Shull
2000
and Bromm et al. 2000
for more details). These massive stars produce
104-105 ionizing
photons per stellar baryon over a lifetime of ~ 3 × 106
years [which is much shorter than the age of the universe, equation
(10) in Section 2.1]. However, this powerful
UV emission
is suppressed as soon as the interstellar medium out of which new
stars form is enriched by trace amounts of metals. Even though the
collapsed fraction of baryons is small at the epoch of reionization,
it is likely that most of the stars responsible for the reionization
of the universe formed out of enriched gas.
![]() |
Figure 17.
Luminosity vs. effective temperature for zero-age main
sequences stars in the mass range of 2-90
M |
![]() |
Figure 18.
Same as Figure 17 but for very massive stars above
100 M |
Will it be possible to infer the initial mass function (IMF) of
the first stars from spectroscopic observations of the first
galaxies? Figure 19 compares the observed
spectrum from a Salpeter IMF (dN* / dM
M-2.35)
and a heavy IMF (with all stars more massive than
100 M
) for a
galaxy at zs = 10. The latter case follows from the
assumption that each of the
dense clumps in the simulations described in the previous section ends
up as a single star with no significant fragmentation or mass
loss. The difference between the plotted spectra cannot be confused
with simple reddening due to normal dust. Another distinguishing
feature of the IMF is the expected flux in the hydrogen and helium
recombination lines, such as
Ly
and He II 1640 Å, from the
interstellar medium surrounding these stars. We discuss this next.
![]() |
Figure 19.
Comparison of the predicted flux from a Pop III star cluster
at zs = 10 for a Salpeter IMF
(Tumlinson & Shull
2000)
and a massive IMF
(Bromm et al. 2000).
Plotted is the observed flux (in nJy per
106
M |
4.1.3. Emission of Recombination Lines from the First Galaxies
The hard UV emission from a star cluster or a quasar at high redshift
is likely reprocessed by the surrounding interstellar medium,
producing very strong recombination lines of hydrogen and helium
(Oh 1999;
Tumlinson & Shull
2000;
see also
Baltz, Gnedin & Silk 1998).
We define ion to be the
production rate per
unit stellar mass of ionizing photons by the source. The emitted
luminosity Llineem per unit stellar mass in a
particular recombination line is then estimated to be
![]() | (53) |
where
plineem is the probability that a recombination
leads to the emission of a photon in the corresponding line,
is
the frequency of the line and
pesccont and
pescline are the escape probabilities for
the ionizing photons
and the line photons, respectively. It is natural to assume that the
stellar cluster is surrounded by a finite H II region, and hence
that pesccont is close to zero
(Wood & Loeb 2000;
Ricotti & Shull
2000).
In addition, pescline is
likely close to unity in the H II region, due to the lack of
dust in the ambient metal-free gas. Although the emitted line photons
may be scattered by neutral gas, they diffuse out to the observer and
in the end survive if the gas is dust free. Thus, for simplicity, we
adopt a value of unity for
pescline (two-photon decay
is generally negligible as a way of losing line photons in these
environments).
As a particular example we consider case B recombination which yields
plineem of about 0.65 and 0.47 for the
Ly
and He II 1640Å lines, respectively. These numbers
correspond to an electron temperature of ~ 3 × 104K and an
electron density of ~ 102 - 103 cm-3
inside the H II region
(Storey & Hummer
1995).
For example, we consider
the extreme and most favorable case of metal-free stars all of which
are more massive than ~ 100
M
. In this
case Llineem = 1.7 × 1037
and 2.2 × 1036 erg s-1
M
-1
for the recombination luminosities of
Ly
and He II 1640Å per
stellar mass
(Bromm et al. 2000).
A cluster of 106
M
in such
stars would then produce 4.4 and 0.6 × 109
L
in the
Ly
and
He II 1640Å lines. Comparably-high luminosities would be
produced in other recombination lines at longer wavelengths, such as
He II 4686Å and H
(Oh 2000;
Oh, Haiman, & Rees
2000).
The rest-frame equivalent width of the above emission lines measured against the stellar continuum of the embedded star cluster at the line wavelengths is given by
![]() | (54) |
where L is the
spectral luminosity per unit wavelength of
the stars at the line resonance. The extreme case of metal-free stars
which are more massive than
100 M
yields
a spectral luminosity per unit frequency
L
= 2.7 ×
1021 and 1.8 × 1021 erg s-1
Hz-1
M
-1
at the corresponding wavelengths
(Bromm et al. 2000).
Converting to
L
, this
yields rest-frame equivalent widths of
W
=
3100Å and
1100Å for Ly
and He II
1640Å, respectively.
These extreme emission equivalent widths are more than an order of
magnitude larger than the expectation for a normal cluster of hot
metal-free stars with the same total mass and a Salpeter IMF under the
same assumptions concerning the escape probabilities and recombination
(Kudritzki et al. 2000).
The equivalent widths are, of course, larger
by a factor of (1 + zs) in the observer
frame. Extremely strong recombination lines, such as
Ly
and He II 1640Å, are
therefore expected to be an additional spectral signature that is
unique to very massive stars in the early universe. The strong
recombination lines from the first luminous objects are potentially
detectable with NGST
(Oh, Haiman, & Rees
2000).
High-redshift objects could also, in principle, be detected through
their cooling radiation. However, a simple estimate of the radiated
energy shows that it is very difficult to detect the corresponding
signal in practice. As it cools, the gas loses much of its
gravitational binding energy, which is of order
kBTvir per
baryon, with the virial temperature given by equation (26) in
Section 2.3. Some fraction of this energy is
then radiated as
Ly photons. The typical
galaxy halos around the reionization
redshift have Tvir ~ 1 eV, and this must be compared to
the nuclear energy output of 7 MeV per baryon in stellar
interiors. Clearly, for a star formation efficiency of
1%, the
stellar radiation is expected to be far more energetic than the
cooling radiation. Both forms of energy should come out on a
time-scale of order the dynamical time. Thus, even if the cooling
radiation is concentrated in the
Ly
line, its detection is
more promising for low redshift objects, while NGST will only be
able to detect this radiation from the rare
4-
halos (with
masses
1011
M
) at z ~ 10
(Haiman, Spaans, &
Quataert 2000;
Fardal et al. 2000).
Quasars are more effective than stars in ionizing the intergalactic hydrogen because (i) their emission spectrum is harder, (ii) the radiative efficiency of accretion flows can be more than an order of magnitude higher than the radiative efficiency of a star, and (iii) quasars are brighter, and for a given density distribution in their host system, the escape fraction of their ionizing photons is higher than for stars.
Thus, the history of reionization may have been greatly altered by the existence of massive black holes in the low-mass galaxies that populate the universe at high redshifts. For this reason, it is important to understand the formation of massive black holes (i.e., black holes with a mass far greater than a stellar mass). The problem of black hole formation is not a priori more complicated than the problem of star formation. Surprisingly, however, the amount of theoretical work on star formation far exceeds that on massive black hole formation. One of the reasons is that stars form routinely in our interstellar neighborhood where much data can be gathered, while black holes formed mainly in the distant past at great distances from our telescopes. As more information is gathered on the high-redshift universe, this state of affairs may begin to change.
Here we adopt the view that massive black holes form out of gas and not
through the dynamical evolution of dense stellar systems (see
Rees 1984 for
a review of the alternatives). To form a black hole inside a given dark
matter halo, the baryons must cool. For most objects, this is only
possible with atomic line cooling at virial temperatures
Tvir
104K and thus baryonic masses
107
M
[(1 +
z) / 10]3/2. After
losing their thermal pressure, the cold baryons collapse and form a thin
disk on a dynamical time
(Loeb & Rasio 1994).
The basic question is then
the following: what fraction of the cold baryons is able to sink to the
very center of the potential well and form a massive black hole? Just as
for star formation, the main barrier in this process is angular momentum.
The centrifugal force opposes radial infall and keeps the gas in disks at a
typical distance which is 6-8 orders of magnitude larger than the
Schwarzschild radius corresponding to the total gas mass.
Eisenstein & Loeb
(1995b)
demonstrated that a small fraction of all objects have a
sufficiently low angular momentum that the gas in them inevitably forms a
compact semi-relativistic disk that evolves to a black hole on a short
viscous time-scale. These low-spin systems are born in special cosmological
environments that exert unusually small tidal torques on them during their
cosmological collapse. As long as the initial cooling time of the gas is
short and its star formation efficiency is low, the gas forms the compact
disk on a free-fall time. In most systems the baryons dominate gravity
inside the scale length of the disk. Therefore, if the baryons in a
low-spin system acquire a spin parameter which is only one sixth of the
typical value, i.e., an initial rotation speed
~ (16% × 0.05) × Vc, then with angular
momentum conservation they would reach
rotational support at a radius rdisk and circular
velocity Vdisk such that
Vdisk rdisk ~ (16% × 0.05)
Vc rvir, where
rvir is the virial radius and Vc the
circular velocity of the halo. Using the relations:
(G Mhalo / rvir) ~
Vc2, and
[G(
b /
m
Mhalo / rdisk] ~
Vdisk2, we get
Vdisk ~ 18Vc. For
Tvir ~ 104K, the dark matter halo has a
potential depth corresponding
to a circular velocity of
Vc ~ 17 km s-1, and the low-spin
disk attains a characteristic rotation velocity of
Vdisk ~ 300 km s-1
(sufficient to retain the gas against supernova-driven
winds), a size
1 pc,
and a viscous evolution time which is
extremely short compared to the Hubble time.
Low-spin dwarf galaxies populate the universe with a significant
volume density at high redshift; these systems are eventually
incorporated into higher mass galaxies which form later. For example,
a galactic bulge of ~ 1010
M in baryons
forms out of ~ 103 building blocks of ~ 107
M
each. In order to
seed the growth of a quasar, it is sufficient that only one of these
systems had formed a low-spin disk that produced a black hole
progenitor. Note that if a low-spin object is embedded in an overdense
region that eventually becomes a galactic bulge, then the black hole
progenitor will sink to the center of the bulge by dynamical friction
in less than a Hubble time (for a sufficiently high mass
106
M
; p. 428
of Binney & Tremaine) and seed quasar activity.
Based on the phase-space volume accessible to low-spin systems
(
j3), we
expect a fraction ~ 6-3 = 5 × 10-3
of all the collapsed gas mass in the universe to be associated with
low-spin disks
(Eisenstein & Loeb
1995b).
However, this is a
conservative estimate. Additional angular momentum loss due to
dynamical friction of gaseous clumps in dark matter halos
(Navarro, Frenk, &
White 1995)
or bar instabilities in self-gravitating disks
(Shlosman, Begelman,
& Frank 1990)
could only contribute to the black
hole formation process. The popular paradigm that all galaxies harbor
black holes at their center simply postulates that in all
massive systems, a small fraction of the gas ends up as a black hole,
but does not explain quantitatively why this fraction obtains its
particular small value. The above scenario offers a possible physical
context for this result.
If the viscous evolution time is shorter than the cooling time and if the gas entropy is raised by viscous dissipation or shocks to a sufficiently high value, then the black hole formation process will go through the phase of a supermassive star (Shapiro & Teukolsky 1983, Section 17; see also Zel'dovich & Novikov 1971). The existence of angular momentum (Wagoner 1969) tends to stabilize the collapse against the instability which itself is due to general-relativistic corrections to the Newtonian potential (Shapiro & Teukolsky 1983, Section 17.4). However, shedding of mass and angular momentum along the equatorial plane eventually leads to collapse (Bisnovati-Kogan, Zel'dovich & Novikov 1967; Loeb & Rasio 1994; Baumgarte & Shapiro 1999a). Since it is convectively unstable (Loeb & Rasio 1994) and supported by radiation pressure, a supermassive star should radiate close to the Eddington limit (with modifications due to rotation; see Baumgarte & Shapiro 1999b) and generate a strong wind, especially if the gas is enriched with metals. The thermal+wind emission associated with the collapse of a supermassive star should be short-lived and could account for only a minority of all observed quasars.
After the seed black hole forms, it is continually fed with gas during mergers. Mihos & Hernquist (1996) have demonstrated that mergers tend to deposit large quantities of gas at the centers of the merging galaxies, a process which could fuel a starburst or a quasar. If both of the merging galaxies contain black holes at their centers, dynamical friction will bring the black holes together. The final spiral-in of the black hole binary depends on the injection of new stars into orbits which allow them to extract angular momentum from the binary (Begelman, Blandford, & Rees 1980). If the orbital radius of the binary shrinks to a sufficiently small value, gravitational radiation takes over and leads to coalescence of the two black holes. This will provide powerful sources for future gravitational wave detectors (such as the LISA project; see http://lisa.jpl.nasa.gov).
The fact that black holes are found in low-mass galaxies in the local
universe implies that they are likely to exist also at high
redshift. Local examples include the compact ellipticals M32 and
NGC 4486B. In particular,
van der Marel et
al. (1997)
infer a black hole mass of ~ 3.4 × 106
M in M32,
which is a fraction
~ 8 × 10-3 of the stellar mass of the galaxy,
~ 4 × 108
M
, for a
central mass-to-light ratio of
V =
2. In NGC 4486B,
Kormendy et al. (1997)
infer a black hole mass of 6 × 108
M
, which is
a fraction ~ 9% of the stellar mass.
Despite the poor current understanding of the black hole formation process, it is possible to formulate reasonable phenomenological prescriptions that fit the quasar luminosity function within the context of popular galaxy formation models. These prescription are described in Section 8.2.2.